证券公司债券管理暂行办法（2004修订） Interim Measures for the Administration of Bonds of Securities Companies

ve the ability to repay but refuse to implement the repayment duty， and have other violation acts， the SCRC may take the following measures according to the particular circumstances：

　　1. Ordering the implementation of relevant obligations；

　　2. Imposing one or more penalties on the entity including a warning， confiscation of illegal proceeds， suspension of part of the securities business； or

　　3. Imposing one or more penalties on the executives directly responsible and other personnel directly liable， including warning， confiscation of illegal proceeds， suspension from or being disqualified from practicing the securities business.

　　Chapter VII Supplementary Provisions

　　Article 58 The regulatory measures on the issuance of lower bonds by securities companies shall be formulated separately.

　　Article 59 The present Measures shall be implemented as of October 8th， 2003

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