证券业从业人员资格管理办法 Order of China Securities Regulatory Commission

ctice for 3 to 12 months or revoking his practice certificate； and impose on the institution separately or concurrently a warning and a fine of no more than 30，000 yuan.

　　Article 25 For a person whose practice certificate has been revoked by CSRC pursuant to law or nullified by the Association for violation of these Measures， the Association may reject his application for practice certificate in 3 years.

　　Article 26 If any staff of the Association fails to perform his duties pursuant to these Measures， seeks private benefits through wrongful means， neglects his duties or willfully creates difficulties for the relevant parties， the Association shall give him disciplinary sanctions.Chapter 5 Supplementary Rules.

　　Article 27 Those that hold securities brokerage qualification certificates， qualification certificates for issuing securities as agent， securities investment consulting qualification certificates and fund practice qualification certificates may directly apply for the practice certificates.

　　Those holding two or more aforesaid certificates may obtain professional level certification according to the provisions of the Association.

　　Article 28 Administration of the qualification for senior managerial personnel of the institutions shall be separately provided for by CSRC.

　　Article 29 These Measures shall enter into force on February 1， 2003. The Interim Administration Provisions on Qualification for Securities Practitioner shall be repealed at the same time

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